Enforcement Notice – Decision – IN THE MATTER OF John Phillip Watts and Sean Thomas Hickey – Settlement Accepted

TORONTO, April 13, 2016 /CNW/ – On April 13, 2016, a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) accepted a Settlement Agreement, with sanctions, between IIROC staff and John Phillip Watts.

Mr. Watts admitted that he failed to use due diligence to…