LONDON, UNITED KINGDOM–(Marketwired – Dec. 12, 2016) – Horizonte Minerals Plc, (AIM:HZM)(TSX:HZM)
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:ii |
Horizonte Minerals | |||
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||||
| An acquisition or disposal of voting rights | X | |||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
| An event changing the breakdown of voting rights | ||||
| Other (please specify): | Share placing | X | ||
| 3. Full name of person(s) subject to thenotification obligation:iii | Richard Griffiths and controlled undertakings | |||
| 4. Full name of shareholder(s) (if different from 3.):iv | ||||
| 5. Date of the transaction and date onwhich the threshold is crossed orreached:v | 6 December 2016 | |||
| 6. Date on which issuer notified: | 9 December 2016 | |||
| 7. Threshold(s) that is/are crossed orreached:vi, vii | Down through <14% | |||
| 8. Notified details: | |||||||||||||||
| A: Voting rights attached to sharesviii, ix | |||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | |||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||
| GB00B11DNM70 | 99,839,049 | 99,839,049 | 169,414,049 | 169,414,049 | 14.46% | ||||||||||
| B: Qualifying Financial Instruments | ||||||||
| Resulting situation after the triggering transaction | ||||||||
| Type of financial instrument |
Expiration datexiii |
Exercise/ Conversion Periodxiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||
| Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion periodxviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||
| Nominal | Delta | |||||||||||
| Total (A+B+C) | |
| Number of voting rights | Percentage of voting rights |
| 169,414,049 | 14.46% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:xxi | ||
| Blake Holdings Limited | 435,000 | |
| Seren Investment Management Limited | 91,479,049 | |
| Cream Capital Limited | 77,500,000 | |
| Total | 169,414,049 | |
|
The above undertakings are all controlled by Richard Griffiths |
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| Proxy Voting: | |
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to hold: |
|
| 12. Date on which proxy holder will cease to hold voting rights: |
|
| 13. Additional information: | ||
| 14. Contact name: | James Sutcliffe | |
| 15. Contact telephone number: | 01534 719761 | |
| Note: Annex should only be submitted to the FSA not the issuer | |
| Annex: Notification of major interests in sharesxxii | |
| A: Identity of the persons or legal entity subject to the notification obligation | |
| Full name (including legal form of legal entities) | |
| Contact address (registered office for legal entities) | |
| Phone number & email | |
| Other useful information (at least legal representative for legal persons) | |
| B: Identity of the notifier, if applicable | |
| Full name | |
| Contact address | |
| Phone number & email | |
| Other useful information(e.g. functional relationship with the person or legal entity subject to the notification obligation) | |
| C: Additional information | |
| For notes on how to complete form TR-1 please see the FSA website. | |
Horizonte Minerals plc
Jeremy Martin
+44 (0) 20 7763 7157
Jeremy Martin
+44 (0) 20 7763 7157
Horizonte Minerals plc
David Hall
+44 (0) 20 7763 7157
finnCap Ltd (Corporate Broking)
Joanna Scott
+44 (0) 20 7220 0500
finnCap Ltd (Corporate Finance)
Christopher Raggett
+44 (0) 20 7220 0500
finnCap Ltd (Corporate Finance)
James Thompson
+44 (0) 20 7220 0500
finnCap Ltd (Corporate Finance)
Anthony Adams
+44 (0) 20 7220 0500
Shard Capital Stockbrokers (Joint Broker)
Damon Heath
+44 (0) 20 7186 9952
Shard Capital Stockbrokers (Joint Broker)
Erik Woolgar
+44 (0) 20 7186 9952
St Brides Partners Ltd (PR)
Lottie Brocklehurst
+44 (0) 20 7236 1177
St Brides Partners Ltd (PR)
Elisabeth Cowell
+44 (0) 20 7236 1177
